Ellipsometry Measurement
Invert ellipsometry data (Ψ, Δ) to the pseudo-dielectric function and pseudo-refractive index (two-phase ambient/substrate model), or to the thickness of a transparent film of known index on a known substrate.
Default: bulk Si at 633 nm and 70° (N = 3.882 − 0.019i in this page’s N = n − ik convention)
Pseudo-refractive index ⟨n⟩: 3.8820
Pseudo-extinction coeff ⟨k⟩: 0.0190
⟨ε₁⟩: 15.0699
⟨ε₂⟩: 0.1475
Rp at θ: 0.0242
Rs at θ: 0.6947
Ravg at θ: 0.3595
Film thickness (transparent film of known index)
Default: thermal SiO₂ (n₁ = 1.457) on Si at 632.8 nm. The default Ψ, Δ are bare Si, so d ≈ 0.
Film thickness d: 0.00 nm + m·Dφ, m = 0, 1, 2, …
Thickness period Dφ: 284.16 nm
|X| (1 for a consistent fit): 1.0000
Ψ and Δ repeat every Dφ, so one measurement fixes d only modulo Dφ: a second angle or wavelength (or a rough idea of d) picks m. Where the white curve moves slowly with d (for SiO₂ on Si at 70°, around Ψ ≈ 34°, Δ ≈ 80°), small errors in Ψ and Δ move d the most; near its top (Ψ → 90°) d is pinned best.
Key Formulas
ρ = rp/rs = tan(Ψ)·eiΔ
⟨ε⟩ = sin²θ [1 + tan²θ·((1−ρ)/(1+ρ))²] (pseudo-dielectric function)
⟨N⟩ = √⟨ε⟩ = ⟨n⟩ − i⟨k⟩, ⟨ε⟩ = ⟨ε₁⟩ − i⟨ε₂⟩ (Nebraska convention: Δ = 180° at normal incidence)
Exact for a bare substrate; with a film on top these are “pseudo” values, not material constants.
Film: Rν = (r01ν + r12νX)/(1 + r01νr12νX), X = e−i2β, β = 2πd·n₁cos φ₁/λ
ρ = Rp/Rs is a quadratic in X (Azzam & Bashara): take the root with |X| nearest 1; d = (−arg X)/(2π)·Dφ
Dφ = λ / (2√(n₁² − sin²θ))
⟨n⟩ over the Ψ-Δ plane at the current angle of incidence. The white curve is the film model from d = 0 (bare substrate) to one period; the red × is the measurement.
Model and references
Exact. The equations are exact within the stated assumptions, or are a standard's tabulated values. The results are as good as the inputs. About the tiers
Two-phase inversion, exact for a bare isotropic substrate (else ⟨n⟩, ⟨k⟩ are pseudo-values). Film: exact three-phase inversion for one lossless film of known index, modulo the period D_φ; |X| ≠ 1 flags a misfit.
- Azzam R. M. A., Bashara N. M. (1977). Ellipsometry and Polarized Light, ch. 4 (ambient-substrate and ambient-film-substrate systems). North-Holland.
- Aspnes D. E. (1985). The accurate determination of optical properties by ellipsometry. In Palik E. D. (ed.), Handbook of Optical Constants of Solids, 89–112. Academic Press. doi:10.1016/b978-0-08-054721-3.50010-1